{"id":4121,"date":"2016-09-18T15:23:21","date_gmt":"2016-09-18T22:23:21","guid":{"rendered":"http:\/\/www.newcoolthang.com\/?p=4121"},"modified":"2020-01-09T04:03:11","modified_gmt":"2020-01-09T11:03:11","slug":"a-genealogy-of-self-interest-machiavelli-and-hobbes","status":"publish","type":"post","link":"http:\/\/www.newcoolthang.com\/index.php\/2016\/09\/a-genealogy-of-self-interest-machiavelli-and-hobbes\/4121\/","title":{"rendered":"A Genealogy of Self-Interest: Machiavelli and Hobbes"},"content":{"rendered":"

This is the third post in my series where I appropriate Jerry Muller\u2019s lecture series \u201cThinking About Capitalism<\/a>\u201d to bring socioeconomics and intellectual history to Jonathan Haidt\u2019s social-psychological account of political differences. Briefly, on the right\u00a0is a very rough, graphical depiction of Haidt\u2019s tripartite political taxonomy. On the left\u00a0is my taxonomy which is (with huge caveats that I won\u2019t elaborate upon here) the vertical\u00a0mirror image of Haidt\u2019s:<\/p>\n

\"my-spectrum\"<\/a>\"haidt-spectrum\"<\/a><\/p>\n

Paternalism = Theocratic Chiefdom (Traditional Segmentation<\/a>)
\nAbs. = Absolute Monarchy
\nConst. = Constitutional Monarchy
\nIndividualism = Libertarianism (Classical Liberalism)
\nWelf. = Welfare State Liberalism
\nSoc. = Socialism
\nFraternalism = Anarchism (“Utopian” Communism)
\nMult. = Multi-Cultural Humanism
\nCiv. = Civic Republicanism (Aristocratic Humanism)
\nNat. = Nationalism<\/p>\n

To be sure, no 2-dimensional political spectrum could ever include every nuance or exception to every rule.\u00a0 As such, these circles and boundaries are suggestive, high-level generalizations intended to function as entry points and primers rather than the definitive, last word on any such position.<\/p>\n

Review of Civic Republicanism<\/strong><\/p>\n

In the last post, I discussed Civic Republicanism (Arist.) and the ways in which medieval Christendom approximated many of its ideals. Within this tradition, citizenship was limited to landed aristocrats who were not free to sell their land. For this reason, they were quite literally free from both economic want (since they had a reliable source of subsistence) and the profit motive (since they could not sell that source). The \u201cbroad-minded\u201d citizen thus stood in stark opposition to the \u201cnarrow-minded\u201d merchant who was denied citizenship. The Fraternalist traditions, in my taxonomy, can thus be seen as a quest to make everybody into an aristocratic citizen, while the Individualist traditions can be seen as is a quest to make everybody into a merchant.<\/p>\n

Following Muller\u2019s third lecture<\/a>, this post will frame Machiavelli and Hobbes as major points in the modern transvaluation that elevated narrow-minded self-interest into a virtue at the expense of aristocratic broadminded-ness.<\/p>\n

Machiavelli\u2019s Split Personality<\/strong><\/p>\n

Machiavelli\u2019s The Prince<\/em> is notorious for its defense of strong-arm Realpolitik <\/em>and Absolutism.\u00a0 To accept such a view of Machiavelli as a whole, however, is not wrong so much as incomplete and one-sided.\u00a0 Machiavelli\u2019s other great work, Discourses on Livy<\/em>, was very much written in the Civic Republican tradition of Aristotle. By this, I mean that it was a normative treatise that described how the virtuous citizenship should live within the idealized polis.\u00a0 Like most Renaissance writers, Machiavelli actually preferred Civic Republicanism to all other forms of government.\u00a0 The problem, however, is that he also thought this form of government was somewhat unstable.<\/p>\n

Machiavelli\u2019s solution to the instability of the republic was the Absolutist principality where the virtues of Civic Humanism were replaced by the efficacy of Absolutism. (It is worth pointing out that the scriptures never describe the Lord\u2019s people in republican terms.\u00a0 Rather, they always speak of principalities, thrones, dominions, kingdoms, etc.) Whereas Plato had argued for rule by the virtuous, and Aristotle had argued for rule conducive to virtue, The Prince<\/em> rejected both such ideals by actively lowering, if not dropping the standards of virtue altogether.\u00a0 It is a book that was very much written as an instruction manual for how political power, stripped of all moral ideals, actually worked in real life.<\/p>\n

James Burnham<\/a>\u00a0even goes so far as to argue that Machiavelli\u2019s specific goal in writing The Prince<\/em> was to teach the Medici family how to overcome the divisions within the larger, Italian nation by unifying its various republican city-states within a single, unified nation-state – something that did not actually happen until 1871.\u00a0 Thus, Machiavelli was concerned with how a more universal ruler could wield control over the nobler but particularistic virtues around which the republican city-states were organized.\u00a0 To this end, the Absolutist approach notoriously elides the classical distinction between monarchy and tyranny: Princely rulers are to be judged in terms of their observable efficacy, not some ideal of righteousness or virtue.<\/p>\n

This correlation between normative treatises and Civic Republicanism, on the one hand, and objectivistic treatises and Absolutism, on the other, was not a coincidence.\u00a0 To expect an individualistic, means\/ends, instrumental guide to each reader\u2019s life within Civic Republicanism would be to miss the point entirely, since individualistic means\/ends reasoning was exactly the type of narrow-minded corruption that this tradition was trying to steer the reader away from.\u00a0 Consequently, rather than giving the reader accurate information that might be useful to accomplish his own, individualistic ends, such normative treatises instead provided prescriptive ideals regarding how the virtuous citizen ought to act.<\/p>\n

This normative approach, however, was never intended to accurately describe any citizen\u2019s general behavior, but only the terms in which the citizen both actually judged and actually was judged by other citizens.\u00a0 It was precisely by instructing the reader as to what behaviors were morally praised\/condemned, that normative treatises within the Civic Republican tradition provided their collective readership with the means best suited to their virtuous and collective ends. Normative treatises were thus a kind of collectivist means\/ends reasoning and were actually quite scientific when seen in this unfamiliar light.<\/p>\n

The Prince<\/em>, by contrast, was explicitly an attempt at individualistic means\/ends reasoning from the perspective of the Absolutist ruler. It was openly aimed at providing accurate information that the would-be prince would find useful to his individual ends.\u00a0 It thus attempted to objectify and instrumentalize moral judgment in a way that places the prince above and in control of such judgments.\u00a0 Morality and virtue thus become mere tools to his own ends as ruler.\u00a0 The Civic Republican tradition, by contrast, taught its reader to morally evaluate others while still keeping that reader under the rule of those same evaluations.\u00a0 The former tells the individual reader how to control the people without also being controlled by them, while the latter teaches the citizen how to morally channel one\u2019s fellow citizens while at the same time being morally channeled by them in return.<\/p>\n

The Prince<\/em> thus created a fact\/value distinction that was very well adapted to an individualistic means\/ends reasoning that was totally foreign to the collectivist means\/ends reasoning of Civic Republicanism.\u00a0 Whereas the latter purchased virtue while sacrificing universality, the former purchased universality while sacrificing virtue.\u00a0 (Alasdair MacIntyre\u2019s After Virtue<\/em> greatly elaborates on this point.)<\/p>\n

Hobbes\u2019 Rejection of Virtue<\/strong><\/p>\n

Hobbes took these distinctions within Machiavelli\u2019s thought, on the one hand, and the civil and religious wars of his own context (he lived through the Puritan Revolution in England then left for Paris where he then lived through the Fronde<\/em>), on the other, and argued that virtue was the problem in politics rather than the solution that the Civic Republicans thought it to be.\u00a0 To be clear, Hobbes did not merely seek the separation of church and state that we moderns are today quite familiar with.\u00a0 Rather, he sought a much more radical separation of virtue<\/em> and state.<\/p>\n

Hobbes agreed that Civic Republicanism worked well enough when everybody in the polis<\/em> agreed on a single definition of virtue.\u00a0 Problems immediately emerge, however, if there were conflicting definitions of virtue\/righteousness and if people became convinced that a virtuous death was better than a corrupt life. Such a combination led irrevocably to strife and bloodshed.<\/p>\n

Whereas Civic Republicanism had sought 1) protection from outside invaders through the citizens\u2019 obligation and right to virtuously bear arms and 2) protection from dictators through the citizens\u2019 obligation and right to virtuous political participation, Hobbes rejects both sets of virtues.\u00a0 Only the sovereign, he argued, had the right and obligation to these activities and even then, not in any sense that we could call \u201cvirtue\u201d.\u00a0 In other words, Hobbes not only thought that civil war was a much greater threat than dictatorships, he thought that the latter was actually the cure to the former.\u00a0 (The historical record shows that he isn\u2019t entirely wrong.)<\/p>\n

This was the main thesis of his classic work Leviathan<\/em> which was written in Paris during the Fronde<\/em> with each chapter being translated into French as soon as it was finished. \u00a0In this work, Hobbes took the instrumental individualism that Machiavelli had advocated both in and for The Prince<\/em> and universalized it to and for all people.\u00a0 Three, inter-related transvaluations of the Civic Republican tradition can thus be found in Leviathan<\/em>:<\/p>\n

    \n
  1. Objectivism: Normative instructions for how to judge and be judged by others was actively replaced with useful descriptions of \u201chow men really are\u201d (his words) regardless of how they were morally evaluated by others.<\/li>\n
  2. Universalism: Parochial virtues and traditions of praise\/condemnation were actively replaced with isolated individuals that could all be subsumed under the universal laws of pleasure\/pain.<\/li>\n
  3. Self-interest: The centrality of broadminded participation within the polis was transformed into a negotiated contract among self-interested individuals that was enforced by an all-powerful and amoral sovereign.<\/li>\n<\/ol>\n

    Each of these transformations was specifically aimed at keeping virtue\/religion out of the political process.\u00a0 Since virtue and religion were both parochial and could not be proven to universal satisfaction, Hobbes thought that they would always lead to division and civil war.\u00a0 Political consensus, then, should only be based in that which was universal to each individual: a preference for pleasure over pain.\u00a0 Whereas republican politics had been based in how each person both influenced and was influenced by others through praise\/condemnation, Hobbes wanted to instead base it in what we all individually seek\/avoid for ourselves without any regard for the praise\/condemnation that others might have for it. For this reason, the sovereign was supposed to be an all-powerful enforcer<\/em> of the social contract rather than a virtuous evaluator<\/em> of it as in the Civic Republican tradition.<\/p>\n

    Despite his pretensions to value-natural objectivity, however, much of what Hobbes claimed was, by all appearances, false.\u00a0 He argued that, since all people could not agree on what was best, they could at least agree on what was worst: a violent and bloody death \u2013 it being the sole purpose of the sovereign to protect them from such.\u00a0 The whole point of the religious wars, however, was that many people did, indeed, seem to prefer a violent death to the loss of virtue\/religion. \u00a0Pleasure and pain were quite obviously not the only things, maybe not even the primary things that motivated human action.\u00a0 Nevertheless, he vigorously defended a moral skepticism for the specific purpose of replacing the reader\u2019s trust in such \u201chigher ideals\u201d as effective organizing principles with a vivid fear of their own, painful death.<\/p>\n

    Hobbes also insisted that such civil wars were wars of \u201call against all\u201d within an utterly disorganized state of nature.\u00a0 This too was transparently false since the civil and religious wars were, like all wars, a conflict between groups that were organized around their own differing principles of virtue\/religion.\u00a0 (John Locke would later make a similar criticism of Hobbes.)\u00a0 He thus sought to convince each individual reader that they were totally isolated from everybody else in order to draw attention to their own self-preservation and self-interest.\u00a0 Hobbes thus sought to universally subsume virtue\/religion under each individual\u2019s self-interest in the exact same way that The Prince<\/em> had only done for the sovereign.<\/p>\n

    Hobbes\u2019 Leviathan<\/em>, then, was a radical transvaluation in terms of how we go about justifying our own actions and that of others.\u00a0 Whereas the Civic Republican tradition had thought that self-interested behavior was the very definition of narrow-minded corruption, Hobbes\u2019 social contract insisted instead that self-interest is not only a valid justification (this in itself was quite radical), but was actually the only<\/em> valid justification for the state.\u00a0 Since pain and pleasure were the only universal motivators of human action, these alone could provide the universal consensus necessary to prevent division and civil war. The problem, of course, is that the fact that everybody prefers pleasure to pain does not entail that nobody or, indeed, anybody does not prefer pain to anything else at all.<\/p>\n

    While Hobbes\u2019 was certainly not a political liberal (his was an argument for the Absolutist protection from pain, not the liberal permission to pleasure), nearly all liberals would later build their own political systems upon the conceptual foundations laid by him. Whereas virtue\/religion had previously stood in judgement of self-interest, nearly the entire West would later follow Hobbes in allowing self-interest to judge virtue\/religion as it would any other contract: in terms of how well each individual\u2019s interests are protected.<\/p>\n

    \"hobbes-machiavelli-spectrum\"<\/a><\/p>\n

    Machiavelli liked Civic Republicanism, but he thought it was unstable. His more stable alternative was a combination of Absolutism and Nationalism that was ambivalent about Civic Virtue. Hobbes totally rejected Civic Republicanism since it inevitably led to division. His solution was an Absolutism that was ambivalent about its Paternalism.<\/em><\/p>\n

    Religious Affirmations of the Virtue of Self-Interest<\/strong><\/p>\n

    While Hobbes\u2019 attempt at replacing aristocratic virtue with self-interest was certainly the most influential, it was not the only such attempt in the 17th<\/sup> and 18th<\/sup> centuries.\u00a0 Interestingly enough, many of these transvaluations were actually religious in nature. Such religious transvaluations of self-interest were radical indeed since, prior to the modern era, religious leaders had always condemned the pursuit of individual happiness as an obstacle to the pursuit of virtue.\u00a0 (The right to \u201clife, liberty and the pursuit of happiness\u201d was a quite radical departure from what had come before.)<\/p>\n

    Joost Hengstmengel<\/a>\u00a0argues in his Divine Economy<\/em> (ch. 6) that the early-modern endorsement by religious authorities of self-interest was completely unprecedented:<\/p>\n

    [T]hat God has a hand in the regulation of self-interest, is peculiar to the early-modern period\u2026 [I]nstead of being derived from classical antiquity \u2026 this idea seems to be first voiced in the [early-modern] period itself\u2026 related as it was to the legitimacy and benefits of self-interested behaviour.<\/p><\/blockquote>\n

    This is not to say, however, that similar ideas had not preceded this very modern claim.\u00a0 Both Augustine and Aquinas had believed that God was able to put the evil doings of sinners to His own righteous ends.\u00a0 Judas Iscariot and Pilate or Adam and Eve were the most obvious examples of God using the corrupt or fallen behavior mortals to His own, higher and righteous purposes. \u00a0This belief was thus the historical precursor to the idea that an \u201cinvisible hand\u201d was able to steer \u201cprivate vices\u201d toward \u201cpublic benefits\u201d (Mandeville, 1705).<\/p>\n

    Pre- and pro-moderns, however, took diametrically opposed stances toward this claim.\u00a0 The modern mind was inclined to think that the beneficial ends towards which the apparently vicious behavior led were actually a justification for that behavior.\u00a0 Pre-moderns, by contrast, thought no such thing and totally rejected such consequentialist thinking. To them, a sin was a sin regardless of what consequences God later wrought from it.<\/p>\n

    The second way in which early-modern religious thinkers transformed self-interest into a virtue was through an appeal to \u201cnatural law\u201d:<\/p>\n

    The gradual affirmation of self-love and self-interest [during the seventeenth and eighteenth century] \u2026 was truly revolutionary\u2026 The all-pervasive self-interest [came to be] seen not as a sin but as natural fact which somehow embodies a higher aim of the Creator.<\/p><\/blockquote>\n

    Whereas earlier Christians had condemned man as he actually was \u2013 fallen and in desperate need of grace and redemption \u2013 modern Christians came to see man and the world in general as being far less fallen, and much more capable of its own redemption.\u00a0 Such modern ideas later found popular expression under the names of natural theology and deism.<\/p>\n

    The final way in which Christians paved the path for self-interest to become a virtue came from the Jansenists.\u00a0 This very influential Catholic order sought to explain how Protestants who, by very definition, could not have God\u2019s grace in them were able to behave in a manner that only appeared to be charitable.\u00a0 Their answer was that such behavior, although it appeared to be selfless and charitable was actually the self-interested pursuit of public recognition and approval from mortal men.\u00a0 A leading Jansenist thus asserted:<\/p>\n

    ‘Although nothing is more opposed to charity – which relates everything to God – than self-love – which revolves entirely around the self – yet there is nothing more similar to the effects of charity than those of self-love.’<\/p><\/blockquote>\n

    Later secular thinkers would pick up this point and run with it: If there was no great empirical difference between self-interested and the grace-infused behavior of charity, then why not dispose with grace-infused charity altogether and treat everybody as self-interested? These naturalistic thinkers thus sought to turn \u2018charity\u2019 into a meaningless concept to be disposed with altogether, to the extent that this was possible.<\/p>\n

    To recapitulate: Christian thinkers of the 17th<\/sup> and 18th<\/sup> centuries made three claims that furthered the transvaluation of self-interest:<\/p>\n

      \n
    1. Self-interested, seemingly evil acts often produce good outcomes.<\/li>\n
    2. Self-interest is part of the human nature that God gave us all.<\/li>\n
    3. There is often no observable difference between self-interest and charity.<\/li>\n<\/ol>\n

      Both the earlier Christians and Civic Republicans strongly disagreed with all three of these points. \u00a0Such disagreements would greatly influence later debates surrounding the legitimacy of capitalism.